Synlett 2024; 35(20): 2532-2536
DOI: 10.1055/a-2413-0350
letter
Special Issue to Celebrate the 75th Birthday of Prof. B. C. Ranu

Potassium tert-Butoxide Promoted α-Keto Ester Synthesis through C(O)–N Bond Cleavage of Isatins

Tridev Ghosh
,
Soumya Jyoti Basak
,
Jyotirmayee Dash

JD thanks the Wellcome Trust DBT India Alliance [Grant Number IA/S/18/2/503986] and DST CRG for funding. S.B. thanks CSIR India for a senior research fellowship.
 


Dedicated to Professor Brindaban Chandra Ranu on the occasion of his 75th birthday

Abstract

We present a novel and cost-effective method for synthesizing biologically important α-keto esters in a single-step reaction. This approach involves a sequential cascade process within a single reaction vessel facilitated by t-BuOK, which promoted the cleavage of the sp2 C(O)–N bond of an isatin and the formation of a new N–C(sp2)(O) bond with benzoyl chloride. To the best of our knowledge, this is the first instance of the construction of an α-keto ester scaffold adjacent to an amide group through a one-pot process. In comparison to existing methods, our protocol offers several advantages: readily available starting materials, mild reaction conditions, a concise synthetic pathway, high sustainability, and excellent tolerance towards various functional groups. Given these strengths, we anticipate widespread use of this method in the synthesis of related α-keto ester scaffolds.


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α-Keto esters are key building blocks in many bioactive natural compounds, biomolecules, and pharmaceuticals.[1] They are also widely employed as versatile precursors for various functional groups of interest.[2] Recent advances in α-keto ester synthesis have garnered considerable attention, due to their immense potential.[3] For instance, in 2007, Murakami and co-workers achieved a synthesis through rhodium-catalyzed reactions of arylboronic acids with a cyanoformate (Scheme [1a]).[4] Subsequently, in 2011, Jiao’s group reported a ruthenium-catalyzed oxidation of α-aryl halo derivatives to obtain α-keto esters (Scheme [1b]).[5] They further developed procedures using 1,3-diketones and α-carbonyl aldehydes (Schemes 1c and 1d).[6] Song and co-workers used Cu(OTf) for the oxidative esterification of acetophenone (Scheme [1e]),[7] and Hawang et al. achieved a synthesis of α-keto esters by a CuI-catalyzed oxidative esterification of terminal alkynes (Scheme [1f]).[8] Later, the Wang group developed an oxidative esterification of α-amino carbonyl by using tert-butyl hydroperoxide and cumene hydroperoxide under radical conditions (Scheme [1g]).[9]

Zoom Image
Scheme 1 (A) Previously reported approaches to α-keto esters and (B) the present approach

Despite this notable progress, the synthesis of α-keto esters remains constrained by the use of metal catalysts, issues with compatibility, and the requirement for additives.[10] These limitations not only increase the complexity of the process, but also add to the costs associated with obtaining α-keto esters. There has been extensive research on transition-metal-catalyzed C–N bond cleavage.[2d] [11] However, transition-metal-free C–N bond cleavage and the formation of new C–N bonds remains a fascinating area in organic synthesis, due to its environmental and economic benefits.[12] The two-step processes for α-keto ester formation reported by Kumar (2011), Guo (2017), and Black (2019) involve a base-mediated acylation, followed by ring opening using an alcohol (Scheme [1h]).[13] We recently reported a t-BuOK-mediated transition-metal-free transamidation of amides with primary amines.[14]

Here, we report an unprecedented base-promoted chemoselective cleavage of the C(CO)–N bond of isatins to produce α-keto esters, as well as the subsequent formation of a new C–N bond using tert-butanol as the solvent.

We attempted the reaction using 5-bromoisatin (2h) and benzoyl chloride (3a) as model substrates, and we obtained the desired α-keto ester 1ah in 60% yield by using two equivalents of t-BuOK as a base at 90 °C (Table [1], entry 1). Benzoic acid was formed as the byproduct. Interestingly, changing the base from t-BuOK to t-BuONa or t-BuOLi resulted in lower yields of 54 and 42%, respectively (entries 2 and 3). Therefore, the potassium cation plays an important role in this reaction. Further screening of various other bases did not yield the desired product, with only the starting material remaining (entries 4–11). After these preliminary tests, we screened other reaction parameters such as the solvent, the stoichiometry of the base, the temperature, and the time. Various solvents were tested (DMF, DMSO, toluene, mesitylene, 1,4-dioxane, NMP, and PhCF3) (entries 12–18). Traces of the product were obtained in NMP, mesitylene, and PhCF3 (entries 16–18). With DMSO, toluene, or 1,4-dioxane, the product was obtained in considerably lower amounts (entries 13–15). We then optimized the temperature by reducing it from 90 °C to room temperature, which dramatically reduced the product yield (entries 19 and 20). Next, we screened the base loading and found that increasing it from 0.5 to 2.0 equivalents increased the yield of the product (entries 21–23). Extending the reaction time from 3 to 12 hours led to an increase in yield (entries 24–26). After analyzing the various parameters, we determined that the optimal conditions for obtaining the desired product 1ah in 60% yield involved the use of using 5-bromoisatin (2h) (1 equiv), benzoyl chloride (3a) (2 equiv), and t-BuOK (2 equiv) in t-BuOH (4 mL) as the solvent at 90 °C for 12 hours (Table [1], entry 1).

Table 1 Optimization of the Reaction Conditionsa,b

Entry

Base (equiv)

Solvent

Temp (°C)

Time (h)

Yieldb (%)

 1

t-BuOK (2)

t-BuOH

90

12

60

 2

NaO t Bu (2)

t-BuOH

90

12

54

 3

LiO t Bu (2)

t-BuOH

90

12

42

 4

K2CO3 (2)

t-BuOH

90

12

NRc

 5

Cs2CO3 (2)

t-BuOH

90

12

NR

 6

Na2CO3 (2)

t-BuOH

90

12

NR

 7

NaOH (2)

t-BuOH

90

12

NR

 8

KOH (2)

t-BuOH

90

12

NR

 9

K3PO4 (2)

t-BuOH

90

12

NR

10

Et3N (2)

t-BuOH

90

12

NR

11

DBU (2)

t-BuOH

90

12

NR

12

t-BuOK (2)

DMF

90

12

NR

13

t-BuOK (2)

DMSO

90

12

50

14

t-BuOK (2)

toluene

90

12

53

15

t-BuOK (2)

1,4-dioxane

90

12

47

16

t-BuOK (2)

NMP

90

12

trace

17

t-BuOK (2)

mesitylene

90

12

trace

18

t-BuOK (2)

PhCF3

90

12

trace

19

t-BuOK (2)

t-BuOH

 rt

12

25

20

t-BuOK (2)

t-BuOH

45

12

41

21

t-BuOK (0.5)

t-BuOH

90

12

32

22

t-BuOK (1)

t-BuOH

90

12

46

23

t-BuOK (2)

t-BuOH

90

12

60

24

t-BuOK (2)

t-BuOH

90

 3

28

25

t-BuOK (2)

t-BuOH

90

 6

46

26

t-BuOK (2)

t-BuOH

90

12

60

a Reaction conditions: 5-bromoisatin (2h; 1 equiv, 0.5 mmol), BzCl (3a; 2 equiv, 1 mmol), solvent (4 mL), stirring.

b Isolated yields after column chromatography.

c NR: no reaction.

To demonstrate the general relevance of our protocol for the synthesis of α-keto esters, we next investigated the reactions of various isatins under the optimized conditions (Scheme [2]). A series of isatins 2 were reacted with benzoyl chloride 3a, giving the corresponding the α-keto esters1bafa in yields of 55–71%. Isatins containing electron-withdrawing groups (e.g., F, Cl, Br, OCF3) were converted into products more efficiently than those with electron-donating groups (e.g., Me, OMe). The structure of α-keto ester 1ga was confirmed by single-crystal x-ray analysis.[15] To broaden the substrate scope, we employed benzoyl chlorides 3b and 3c with electron-donating groups, instead of benzoyl chloride. A range of isatins 2af with diverse functional groups, from electron donating to electron withdrawing, were effective in amide coupling with 4-methylbenzoyl chloride (3b), furnishing the expected products 1abfb in moderate to good yields of 45–68%. To our delight, a wide array of isatins 2bh were all well tolerated in reactions with 4-methoxybenzoyl chloride (3c), providing efficient access to the corresponding α-keto esters 1bchc (46–69%).

Zoom Image
Scheme 2 Substrate scope of differently substituted isatins with benzoyl chloride. Reaction Conditions: isatin 2 (1 equiv), benzoyl chloride 3 (2 equiv), t-BuOK (2 equiv), t-BuOH (4 mL), 12 h, 90 °C. The isolated yields are reported.

Next, we moved from using benzoyl chlorides with electron-donating groups to those with electron-withdrawing groups. A series of isatins 2ch reacted with 4-chlorobenzoyl chloride (3d) to provide the corresponding α-keto esters 1cdhd (49–63%). Similarly, in the presence of 4-nitrobenzoyl chloride (3e), isatins 2bh furnished the expected products 1behe in moderate to good yields (46–65%). With 4-(chloromethyl)benzoyl chloride (3f) as the substrate, isatins with both electron-donating and electron-withdrawing substituents (3bg) also furnished the desired products 1bfgf in yields of 51–62%. Importantly, we found that 2,6-difluorobenzoyl chloride (3g) was compatible with isatins 2ah, albeit providing lower yields of 1bghg (41–55%).

To understand the reaction mechanism, a series of mechanistic experiments were carried out (Scheme [3]). First, the reaction of 5-chloroisatin (2g), benzoyl chloride (3a), and t-BuOK was performed in the presence of air and under argon. A decrease in the product yield was observed when the reaction was conducted under argon atmosphere, suggesting that the C–N bond cleavage is more efficient in the presence of air. The reaction of 5-chloroisatin (2g) with benzoyl chloride (3a) was carried out under the optimized conditions in the presence of two equivalents of a radical scavenger (TEMPO or galvinoxyl). In these reactions, the formation of α-keto esters 1ga was not inhibited, indicating that the reaction does not proceed through a radical pathway. Interestingly, under the optimized conditions, N-protected isatins (Me, Bn) 2i and 2j did not yield the product, suggesting that the N–H group is crucial for the reaction.

Zoom Image
Scheme 3 Mechanistic investigations

Based on our mechanistic experiments and relevant literature,[13] we propose a plausible mechanism for the cleavage reaction of 5-chloroisatin (2g) with benzoyl chloride (3a) as model substrates (Scheme [4]). Benzoyl chloride reacts with isatin in the presence of t-BuOK base to form the N-acylated intermediate 4 through nucleophilic acylation; this subsequently reacts with the tert-butoxide anion nucleophile to produce the desired product, the α-keto ester 1ag.

Zoom Image
Scheme 4 Plausible mechanism

In conclusion, this robust, one-pot method of t-BuOK-mediated cleavage of isatins followed by coupling with benzoyl chloride offers an efficient route to synthesizing diverse α-keto esters.[16] This approach exhibits remarkable tolerance towards various functional groups, resulting in good yields of α-keto ester products. With its practicality and mild reaction conditions, our method provides a reliable and efficient synthetic route to α-keto esters, which are integral components in the synthesis of biologically active molecules.


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Conflict of Interest

The authors declare no conflict of interest.

Acknowledgment

We thank TRC IACS for the instrument facility.

Supporting Information


Corresponding Author

Jyotirmayee Dash
School of Chemical Sciences, Indian Association for the Cultivation of Science
Jadavpur, Kolkata-700032
India   

Publication History

Received: 29 July 2024

Accepted after revision: 10 September 2024

Accepted Manuscript online:
10 September 2024

Article published online:
30 September 2024

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Zoom Image
Scheme 1 (A) Previously reported approaches to α-keto esters and (B) the present approach
Zoom Image
Scheme 2 Substrate scope of differently substituted isatins with benzoyl chloride. Reaction Conditions: isatin 2 (1 equiv), benzoyl chloride 3 (2 equiv), t-BuOK (2 equiv), t-BuOH (4 mL), 12 h, 90 °C. The isolated yields are reported.
Zoom Image
Scheme 3 Mechanistic investigations
Zoom Image
Scheme 4 Plausible mechanism